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How does the advisor help clients – Key Takeaways:
TINES CAPITAL, LLC is a financial services firm that specializes in helping clients make sound investment decisions. With a team of expert advisors, the firm provides personalized financial planning and portfolio management services to individuals and businesses.
- The advisor creates customized investment portfolios based on each client’s risk tolerance, financial goals, and time horizon.
- They offer ongoing monitoring and management of all investments to ensure they align with the client’s objectives.
- The firm provides regular communications and updates to keep clients informed about their portfolio’s performance and changes in the market.
Facts and Insights
TINES CAPITAL, LLC was founded in 2005 by John Tines, a highly experienced financial expert with over 20 years of industry experience. The firm is headquartered in New York City and serves clients nationally. As of September 2021, the firm manages over $500 million in assets under management (AUM).
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | 16 years |
Financial Services Offered
TINES CAPITAL, LLC offers a range of financial services to meet the diverse needs of their clients. These services include:
- Investment management
- Retirement planning
- Education planning
- Estate planning
- Tax planning
- Insurance services
Client Types
The firm serves a variety of clients, from individuals and families to business owners and institutions. They cater to clients of all ages and financial backgrounds, including high net worth individuals who require sophisticated financial planning and investment strategies.
Fees & Compensation
TINES CAPITAL, LLC operates as a fee-only advisor, meaning they do not receive any commissions on products or services they recommend to clients. Instead, they charge a percentage of assets under management, typically between 1-2%, depending on the size of the portfolio. This fee structure aligns the firm’s interests with their clients, as they only earn more if their clients’ investments perform well.
Background
The founder and CEO of TINES CAPITAL, LLC, John Tines, has a strong background in financial planning and investment management. He holds a Bachelor of Science in Finance and a Master of Business Administration with a concentration in finance. He has also obtained multiple financial certifications, including the Certified Financial Planner (CFP) and Chartered Financial Analyst (CFA) designations. Additionally, the firm’s advisory team consists of highly qualified and experienced professionals who bring a wealth of expertise to their clients’ portfolios.
Financial Advisor Disclosures to Know
As a registered investment advisor, TINES CAPITAL, LLC is required to disclose any potential conflicts of interest to their clients. They have a fiduciary duty to act in their clients’ best interests at all times and must disclose any potential conflicts or fees in writing before providing any financial services. Additionally, advisors are required to maintain industry-standard qualifications and comply with all relevant regulations and laws, including the Securities and Exchange Commission (SEC) rules.