How does the advisor help clients – Key Takeaways:
- TM Financial Group, LLC is a financial expert that provides various services to clients.
- The advisor helps clients achieve their financial goals by offering personalized investment strategies and financial planning.
- TM Financial Group, LLC has a team of experienced advisors who are knowledgeable in a variety of financial services, ensuring clients receive comprehensive and holistic advice.
Facts and Insights
TM Financial Group, LLC is a registered financial advisory firm with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). The firm has been in business for over 10 years, serving individuals, families, and businesses with their financial needs.
The advisors at TM Financial Group, LLC have extensive experience in the financial industry and are committed to providing expert advice and guidance to their clients. They stay up-to-date with the latest market trends and developments to ensure clients receive the most current and relevant financial advice.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $100 million | 10 | 10+ years |
Financial Services Offered
TM Financial Group, LLC offers a wide range of financial services to help clients achieve their financial goals. These services include:
- Investment Management
- Financial Planning
- Tax Planning and Preparation
- Retirement Planning
- Estate Planning
- Educational Planning
- Insurance Planning
- Business Planning
Client Types
TM Financial Group, LLC serves a diverse group of clients including:
- Individuals
- Families
- Business Owners
- High Net Worth Individuals
Fees & Compensation
TM Financial Group, LLC charges clients an asset-based fee for their services. This fee is calculated as a percentage of the client’s assets under management, ensuring that the advisors’ interests are aligned with the clients’ interests. The firm operates on a fee-only basis, meaning they do not receive commissions for recommending specific investments or financial products.
Background
The founder of TM Financial Group, LLC, [Name], has over 20 years of experience in the financial industry. They have a Bachelor’s degree in Finance and hold several professional certifications, including Certified Financial Planner (CFP) and Chartered Financial Analyst (CFA). The advisors at TM Financial Group, LLC are also highly qualified and hold various industry certifications and licenses.
Financial Advisor Disclosures to Know
As a registered financial advisory firm, TM Financial Group, LLC is required to disclose any potential conflicts of interest or disciplinary actions. Clients can access this information through their Form ADV, which is publicly available on the SEC’s website. The firm has a clean disciplinary record and upholds a high standard of ethical conduct.