How does the advisor help clients – Key Takeaways:
TOMPKINS & CO. is a reputable financial firm that focuses on providing excellent financial services to its clients. With a team of experienced advisors and a diverse range of financial solutions, TOMPKINS & CO. is well-equipped to assist clients in making sound financial decisions and achieving their financial goals.
Facts and Insights
TOMPKINS & CO. has been in the financial industry for over 20 years, serving clients from all walks of life with a range of financial services. The firm prides itself on its commitment to client satisfaction, personalized financial planning, and transparent communication.
As of 2021, TOMPKINS & CO. has over $5 billion in assets under management and employs a team of more than 200 advisors. This extensive experience and knowledge allow the firm to offer expert financial advice and provide tailored solutions for its clients.
Assets Under Management, Number of Advisors and Time in Business:
| Year Established | Assets Under Management | Number of Advisors |
|---|---|---|
| 1998 | $5 billion | 200+ |
Financial Services Offered
TOMPKINS & CO. offers a wide range of financial services to cater to the diverse needs of its clients. These services include investment management, retirement planning, estate planning, tax and insurance planning, and more. The firm also provides financial education and resources to help clients make informed financial decisions.
Client Types
TOMPKINS & CO. caters to a diverse group of clients, including individuals, families, businesses, and institutions. The firm’s advisors have the expertise to create personalized financial plans for each client, taking into account their unique goals, risk tolerance, and financial situation.
Fees & Compensation
At TOMPKINS & CO., transparency is key. The firm believes in being transparent about its fees and compensation structure. The majority of the firm’s revenue comes from asset-based fees, which means that the firm’s interests are aligned with the clients’ interests. This structure ensures that the firm prosper only when its clients prosper.
Background
TOMPKINS & CO. was co-founded in 1998 by John Tompkins, a financial expert with over 30 years of experience in the industry. Under his leadership, the firm has grown into a reputable financial institution with a strong emphasis on client satisfaction and ethical practices.
Financial Advisor Disclosures to Know
As a registered investment advisor firm, TOMPKINS & CO. is regulated by the Securities and Exchange Commission (SEC) and is required to disclose any potential conflicts of interest. The firm makes these disclosures readily available to clients and is committed to maintaining trust and integrity in all its financial dealings.