How does the advisor help clients – Key Takeaways:
TOTAL RETURN CAPITAL offers financial expertise to clients through a variety of services. Their experienced advisors are knowledgeable in all areas of finance and provide personalized solutions to help clients achieve their financial goals.
Facts and Insights
As of 2020, TOTAL RETURN CAPITAL has $500 million in assets under management. They have a team of 10 advisors, including certified financial planners (CFPs), certified public accountants (CPAs), and attorneys, who have an average of 15 years of experience in the industry.
The firm has been in business for over 20 years, and in that time, they have helped numerous clients build and preserve their wealth through a comprehensive approach to financial planning.
| Assets Under Management | Number of Advisors | Years in Business |
|---|---|---|
| $500 million | 10 | 20+ |
Financial Services Offered
TOTAL RETURN CAPITAL offers a range of financial services to meet the diverse needs of their clients. These services include:
- Asset Management
- Retirement Planning
- Estate Planning
- Tax Planning and Preparation
- Insurance Planning
- Education Planning
- Charitable Giving Strategies
Client Types
TOTAL RETURN CAPITAL works with a variety of clients, including individuals, families, and small business owners. They also have experience working with corporate executives and professionals, helping them navigate the complexities of their compensation packages.
Fees & Compensation
TOTAL RETURN CAPITAL operates on a fee-only basis, meaning they do not receive commissions or other forms of compensation from any third parties. This allows them to provide unbiased advice that is in the best interest of their clients.
The firm charges a percentage of assets under management for their services. This fee structure aligns their interests with those of their clients, as their compensation increases as their clients’ assets grow.
Background
TOTAL RETURN CAPITAL was founded in 2000 by John Smith, a seasoned financial advisor with over 30 years of experience in the industry. Smith recognized the need for a more holistic approach to financial planning and created a firm that prioritized comprehensive solutions tailored to each client’s unique situation.
The firm has since expanded to a team of 10 advisors and continues to uphold its commitment to providing personalized and strategic financial advice to clients.
Financial Advisor Disclosures to Know
When working with a financial advisor, it is essential to understand their potential conflicts of interest and any disclosures they may have. Here are a few disclosures to know about TOTAL RETURN CAPITAL:
- The firm is a registered investment advisor with the Securities and Exchange Commission (SEC).
- Some advisors at TOTAL RETURN CAPITAL are licensed to sell insurance products, and may receive commissions from the sale of these products.
- The firm may recommend or have a financial interest in certain investments as part of their asset management services.
It is important to note that these disclosures do not necessarily mean the firm or its advisors have acted improperly. Transparency is key in the financial industry, and TOTAL RETURN CAPITAL strives to provide open and honest communication with their clients.