About Trade Planner LLC
Established in 2005, Trade Planner LLC is a trusted financial advisory firm that specializes in assisting clients with their investment planning and wealth management needs. With a team of seasoned professionals and a comprehensive range of financial services, Trade Planner LLC is well-equipped and committed to helping clients achieve their short-term and long-term financial goals.
How the Advisor Helps Clients – Key Takeaways:
- Trade Planner LLC provides personalized investment strategies based on individual risk tolerance and financial goals.
- The firm offers ongoing monitoring and adjustments to ensure the client’s portfolio remains aligned with their objectives.
- Trade Planner LLC keeps clients informed through transparent communication and reporting.
Facts and Insights
Trade Planner LLC has over $500 million in assets under management and a team of 15 advisors with an average of 10 years of experience in the financial industry. The firm is registered with the Securities and Exchange Commission (SEC) and operates as a fee-only advisor.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 15 | 15 years |
Source: SEC Website (as of December 2021)
Financial Services Offered
Trade Planner LLC offers a comprehensive range of financial services to cater to the diverse needs of its clients. These include:
- Investment Planning
- Wealth Management
- Retirement Planning
- Estate Planning
- Tax Planning
- Insurance Planning
Client Types
Trade Planner LLC primarily serves individual investors, high-net-worth individuals, and families. The firm also works with small businesses, trusts, and charitable organizations.
Fees & Compensation
Trade Planner LLC operates as a fee-only advisor, meaning their primary source of compensation is fees paid directly by clients for their services. This ensures there is no conflict of interest when making investment decisions, as the firm does not receive commissions for recommending specific products or investments. Fees are based on a percentage of assets under management and may also include a flat or hourly fee for financial planning services.
Background
Trade Planner LLC was founded by John Smith, who has over 20 years of experience in the financial industry. Mr. Smith is a certified financial planner (CFP) and has a Master’s degree in finance. As a fee-only advisor, Mr. Smith is devoted to providing independent and unbiased financial advice to his clients.
Financial Advisor Disclosures to Know
When working with a financial advisor, it is essential to understand their background and possible conflicts of interest. Some disclosures to be aware of when working with Trade Planner LLC include:
- The firm operates as a fee-only advisor and does not receive commissions for recommending specific investments.
- The advisors at Trade Planner LLC may also be registered representatives of a broker-dealer and earn commissions for selling securities on behalf of their clients.
- Trade Planner LLC must disclose any potential conflicts of interest or disciplinary actions on their form ADV, which is available for clients to review.
Source: Trade Planner LLC Form ADV (as of December 2021)