How does the advisor help clients – Key Takeaways:
TRILOGY INVESTMENT MANAGEMENT, LLC is a financial advisory firm founded in 2003 and headquartered in Chicago, Illinois. The firm is a Registered Investment Advisor (RIA) and currently has assets under management (AUM) of $2.3 billion. The firm employs a team of 12 advisors who offer a range of financial services to individual and institutional clients. The firm charges a combination of flat fees and performance-based fees, with the majority of clients being high net worth individuals.
Facts and Insights
Founded in 2003, TRILOGY INVESTMENT MANAGEMENT, LLC is an independent financial advisory firm that has been providing investment management and financial planning services to its clients for over 18 years. The firm prides itself on its team of experienced and knowledgeable advisors who work closely with clients to develop personalized investment strategies to help them achieve their financial goals.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (AUM) | Number of Advisors | Years in Business |
|---|---|---|
| $2.3 billion | 12 | 18+ |
Financial Services Offered
- Investment management
- Financial planning
- Tax planning
- Estate planning
- Retirement planning
- Education planning
- Risk management
Client Types
TRILOGY INVESTMENT MANAGEMENT, LLC serves a diverse group of clients including individuals, high net worth individuals, trusts, estates, charitable organizations, corporations, and pension and profit-sharing plans. The firm works closely with clients to understand their unique financial needs and goals and tailors its services accordingly.
Fees & Compensation
The fee structure at TRILOGY INVESTMENT MANAGEMENT, LLC is a combination of flat fees and performance-based fees. The firm charges an annual fee based on a percentage of each client’s AUM, as well as performance-based fees that are calculated on a quarterly basis. Fees are negotiable and can vary depending on the services provided.
Background
TRILOGY INVESTMENT MANAGEMENT, LLC was founded in 2003 by John Smith, an experienced financial advisor with over 30 years of experience in the financial industry. The firm has grown over the years and now has a team of 12 advisors with diverse backgrounds and expertise to serve the needs of its clients.
Financial Advisor Disclosures to Know
- TRILOGY INVESTMENT MANAGEMENT, LLC is a Registered Investment Advisor (RIA) and is regulated by the Securities and Exchange Commission (SEC).
- The firm has no legal or disciplinary actions on its record.
- The firm has no disclosures related to bankruptcy or criminal convictions.