How does the advisor help clients – Key Takeaways:
U.S. Bancorp Investments, Inc. (UBI) is a leading financial advisory firm that offers a comprehensive range of financial services to individuals, families, and businesses. The firm’s team of experienced advisors serves as trusted financial experts who utilize their knowledge and skills to help clients achieve their financial goals.
Facts and Insights
UBI has been a part of the financial services industry for over 50 years, offering a wide range of investment products and services to clients. The firm is a subsidiary of U.S. Bancorp, a leading provider of financial services in the United States.
Assets Under Management, Number of Advisors and Time in Business:
According to publicly available data, as of December 31, 2019, UBI had $129 billion in assets under management (AUM). The firm has over 1,800 advisors, providing personalized financial advice to clients. UBI has been in business since 1967, giving the firm over 50 years of experience in the financial industry.
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Financial Services Offered
UBI offers a variety of financial services to its clients including investment management, retirement planning, estate planning, education funding, and insurance solutions. The firm’s advisors work closely with clients to understand their specific financial needs and goals, and create customized strategies to help them achieve their objectives.
Client Types
UBI caters to a diverse client base including individuals, families, high net worth individuals, small businesses, and corporations. The firm’s advisors have the expertise to serve clients from different backgrounds and provide solutions tailored to their unique financial situations.
Fees & Compensation
UBI charges various fees for its services, which may include asset-based fees, performance-based fees, hourly fees, and flat fees. The firm’s advisors are also compensated through commissions from the sale of specific investment products. Clients can expect transparency and full disclosure of all fees and compensation involved in their financial plans.
Background
UBI is a registered investment advisor and broker-dealer, which means the firm is regulated and monitored by the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). This ensures that the firm adheres to strict standards and regulations in its operations, providing clients with a sense of security and trust.
Financial Advisor Disclosures to Know
UBI has a clean disciplinary record. This means that the firm and its advisors have not faced any disciplinary actions, sanctions, or customer complaints. This is an important consideration for clients when choosing a financial advisor, as it reflects the firm’s commitment to ethical and professional standards.
Overall, U.S. Bancorp Investments, Inc. is a reputable and experienced financial advisory firm that offers a comprehensive range of services to clients. The firm’s team of advisors has the expertise and knowledge to provide personalized solutions that can help clients achieve their financial goals. With a clean track record and a diverse client base, UBI is a reliable choice for those seeking expert financial advice.