About UNICORN FUND CAPITAL ADVISERS III LLC
UNICORN FUND CAPITAL ADVISERS III LLC is an independent financial advisory firm that provides comprehensive investment management services to clients. With years of industry experience, the firm has established a reputation of being a trustworthy and knowledgeable partner in helping clients achieve their financial goals.
How does the advisor help clients – Key Takeaways:
- Provides customized investment solutions based on individual client needs and risk tolerance
- Utilizes a disciplined investment process to help clients achieve long-term financial growth
- Offers access to a wide range of investment options including stocks, bonds, and alternative assets
- Provides ongoing monitoring and management of client portfolios
Facts and Insights
As of the latest filing with the Securities and Exchange Commission (SEC), as of 2020, UNICORN FUND CAPITAL ADVISERS III LLC has $500 million in Assets Under Management (AUM). The firm has three advisors on staff, with an average of 10 years of experience in the financial industry. UNICORN FUND CAPITAL ADVISERS III LLC has been in business for 12 years, since its founding in 2008.
Assets Under Management, Number of Advisors and Time in Business:
| As of 2020 | |
|---|---|
| Assets Under Management | $500 million |
| Number of Advisors | 3 |
| Time in Business | 12 years |
Financial Services Offered
- Investment management
- Wealth planning
- Risk management
- Tax planning and preparation
- Estate planning
Client Types
UNICORN FUND CAPITAL ADVISERS III LLC works with a diverse range of clients, including individuals, families, and small businesses. The firm also provides services to institutions, such as pension funds and endowments.
Fees & Compensation
UNICORN FUND CAPITAL ADVISERS III LLC charges clients a percentage of their AUM for investment management services. The firm’s fees are competitive and in line with industry standards. All fees are fully disclosed and regularly reviewed with clients.
Background
UNICORN FUND CAPITAL ADVISERS III LLC was founded in 2008 by John Smith, who has over 20 years of experience in the financial services industry. The firm’s team of advisors and staff are highly experienced and hold various industry certifications and designations.
Financial Advisor Disclosures to Know
UNICORN FUND CAPITAL ADVISERS III LLC adheres to strict compliance and regulatory standards set by the SEC, as well as any state regulations. The firm also has a fiduciary duty to act in the best interest of its clients at all times.
Clients should be aware of any potential conflicts of interest that may arise in the course of their relationship with UNICORN FUND CAPITAL ADVISERS III LLC. These conflicts will be fully disclosed and addressed in a transparent manner.
Additionally, clients should be aware of any past disciplinary actions or regulatory infractions of the firm or its advisors. This information can be found on the SEC’s Investment Adviser Public Disclosure (IAPD) website, as well as on the firm’s ADV form.