How does the advisor help clients – Key Takeaways:
UP CAPITAL MANAGEMENT, INC. offers a range of financial services including portfolio management, financial planning, and retirement planning. They specialize in creating customized solutions for individuals, families, and businesses, tailored to their unique financial goals and needs. The firm also takes a collaborative approach, working closely with clients to guide them towards their long-term financial success.
- Customized financial solutions for individuals, families, and businesses
- Collaborative approach to help clients achieve long-term financial success
Facts and Insights
UP CAPITAL MANAGEMENT, INC. was founded in 2005, and currently manages over $2 billion in assets under management. The firm employs a team of experienced financial advisors, with the average advisor having over 15 years of industry experience. They use a data-driven investment strategy and offer a range of financial services to help clients achieve their financial goals.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $2 billion | Not disclosed | Since 2005 |
Financial Services Offered
UP CAPITAL MANAGEMENT, INC. offers a wide range of financial services to help clients achieve their financial goals. These services include:
- Portfolio management
- Financial planning
- Retirement planning
- Estate planning
- Tax planning
- College planning
- Insurance planning
- And more
Client Types
The firm works with a diverse range of clients, including:
- Individuals
- Families
- Retirees
- High-net-worth individuals
- Business owners
- Endowments
- Foundations
Fees & Compensation
UP CAPITAL MANAGEMENT, INC. charges clients based on a percentage of assets under management, typically ranging from 0.25% to 1.50%. They may also charge an additional fee for financial planning services.
Background
UP CAPITAL MANAGEMENT, INC. was founded in 2005 by a group of experienced financial advisors with the goal of providing comprehensive financial planning and investment management services to clients. The firm is headquartered in New York, with additional offices in California and Florida.
Financial Advisor Disclosures to Know
As a registered investment advisor, UP CAPITAL MANAGEMENT, INC. has a fiduciary duty to act in the best interests of their clients. This means that they are legally obligated to disclose any potential conflicts of interest and always put their clients’ needs first. The firm does not have any recent disclosures or disciplinary actions on record.