How does the advisor help clients – Key Takeaways:
UPSPRING CAPITAL LLC, a financial management firm, provides a wide range of services to help clients reach their financial goals. These services include investment management, financial planning, retirement planning, and estate planning. The company specializes in creating customized plans for each individual client, taking into account their unique needs and goals. Their team of expert advisors works diligently to provide the best solutions for their clients, helping them build a strong financial foundation for their future.
Facts and Insights
Founded in 2005, UPSPRING CAPITAL LLC has been in business for over fifteen years. In that time, they have grown to manage a considerable amount of assets. According to their latest SEC filing, the firm currently manages over $500 million in assets under management (AUM). They have a team of experienced advisors who provide sound financial advice to their clients, helping them make informed decisions about their money.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (AUM) | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | Over 15 years |
Financial Services Offered
- Investment Management
- Financial Planning
- Retirement Planning
- Estate Planning
Client Types
- Individuals
- High net worth individuals
- Businesses
- Families
Fees & Compensation
The firm charges a percentage of assets under management as their fee. This percentage may vary depending on the services provided and the size of the client’s portfolio. They strive to be transparent about their fees, and clients can expect a detailed breakdown of the charges they will incur before signing on for services.
Background
UPSPRING CAPITAL LLC has a team of highly qualified financial experts who have years of experience in the industry. Their advisors possess various certifications, including Certified Financial Planner (CFP) and Chartered Financial Analyst (CFA). This diverse team brings a wealth of knowledge and expertise to the table, providing clients with top-notch financial advice and services.
Financial Advisor Disclosures to Know
As with any financial advisor, it is essential to be aware of any potential conflicts of interest or disciplinary actions. UPSPRING CAPITAL LLC has a clean record, with no disciplinary actions or regulatory events reported in the past ten years. This is a promising indicator of their commitment to maintaining high ethical standards and providing clients with the best possible service.