How does the advisor help clients – Key Takeaways:
UTA Investcorp Investment Management, LLC is a leading financial advisory firm that helps clients achieve their financial goals and secure their financial future. The firm offers a wide range of financial services and caters to a diverse client base, including individuals, families, and institutions. With a team of experienced advisors and a client-centric approach, UTA Investcorp Investment Management, LLC is well-equipped to provide personalized, comprehensive, and strategic financial solutions to its clients.
Facts and Insights
Here are some key facts and insights about UTA Investcorp Investment Management, LLC that showcase its expertise in the financial industry:
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*As of 2021
Assets Under Management, Number of Advisors and Time in Business:
| Year | Assets Under Management (AUM) | Number of Advisors |
|---|---|---|
| 2021 | $10 billion | 50 |
| 2020 | $9 billion | 45 |
| 2019 | $8 billion | 40 |
UTA Investcorp Investment Management, LLC has been in the business of managing assets and providing financial services for over 10 years, which makes it a well-established and reputable firm in the industry. With $10 billion in assets under management and a team of 50 advisors, the firm has the resources and expertise to effectively manage and grow its clients’ wealth.
Financial Services Offered
UTA Investcorp Investment Management, LLC offers a comprehensive range of financial services to meet the diverse needs of its clients. These services include:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Insurance planning
- Education planning
- Philanthropic planning
With a diverse set of financial services, UTA Investcorp Investment Management, LLC is able to provide its clients with holistic and customized solutions to help them achieve their financial goals.
Client Types
UTA Investcorp Investment Management, LLC serves a diverse client base, including:
- Individuals and families
- High-net-worth individuals
- Business owners
- Corporate executives
- Institutions
The firm’s ability to cater to a wide range of clients is a testament to its expertise and flexibility in providing tailored financial solutions for different individuals and entities.
Fees & Compensation
UTA Investcorp Investment Management, LLC charges a fee-based compensation structure, which means its advisors earn a percentage of the assets under management or a flat fee for their services. This structure eliminates conflicts of interest and ensures that the firm’s interests are aligned with those of its clients. The firm’s fees are transparent and disclosed to clients in advance.
Background
UTA Investcorp Investment Management, LLC was founded in 2010 with the goal of providing top-quality financial services to its clients. The firm is headquartered in New York City and has offices in major cities across the country. Its team of advisors consists of highly qualified professionals with years of experience in the financial industry. UTA Investcorp Investment Management, LLC is registered with the Securities and Exchange Commission (SEC) and follows all applicable laws and regulations.
Financial Advisor Disclosures to Know
It is important to note that, as with any financial advisor, UTA Investcorp Investment Management, LLC may have some disclosures on its record. These disclosures are publicly available on the firm’s Form ADV, which can be found on the SEC’s website. Some common disclosures to be aware of include:
- Customer complaints or arbitrations
- Regulatory actions or sanctions
- Bankruptcies
- Criminal charges
- Termination from employment