How does the advisor help clients – Key Takeaways:
W. Swartz & Co., LLC is a financial advisory firm that offers a wide range of services to its clients. With years of experience and a team of dedicated professionals, the firm is committed to helping its clients achieve their financial goals and secure their future.
Facts and Insights
As of 2020, W. Swartz & Co., LLC manages over $500 million in assets under management. The firm has a team of 10 experienced advisors, each with their own areas of expertise, to provide personalized financial solutions to clients. The firm has been in the industry for over 25 years, establishing a strong reputation and track record for success.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | Over 25 years |
Financial Services Offered:
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Insurance planning
- Education planning
Client Types:
- Individuals and families
- High-net-worth individuals
- Small business owners
- Corporations and institutions
Fees & Compensation:
W. Swartz & Co., LLC operates on a fee-only compensation model, meaning the firm does not earn commissions from product sales. The fees are calculated based on a percentage of assets under management, ensuring that the firm’s interests are aligned with those of its clients.
Background:
The firm was founded by Wanda Swartz in 1995 with the mission of providing high-quality financial advisory services to clients. With years of experience in the industry and a team of dedicated professionals, the firm has grown to become a well-respected and trusted name in the financial advisory field.
Financial Advisor Disclosures to Know:
- W. Swartz & Co., LLC has a clean disciplinary record with no disclosures.
- The firm has a fiduciary duty to act in the best interests of its clients.
- Some advisors may earn additional compensation for selling insurance products.