About WATA CAPITAL LLC
Founded in 2010, WATA CAPITAL LLC is a financial management firm located in New York City. The firm prides itself on providing quality financial advice and services to its clients. With years of experience in the industry, the team at WATA CAPITAL LLC has a wealth of knowledge and expertise to help clients achieve their financial goals.
How does the advisor help clients – Key Takeaways:
- Provides personalized financial advice based on individual needs and goals.
- Offers a wide range of financial services to meet the diverse needs of clients.
- Utilizes a team-based approach to ensure clients receive the best possible advice and service.
- Maintains transparency and open communication with clients to build trust and foster long-term relationships.
Facts and Insights
WATA CAPITAL LLC has been consistently recognized for its excellence in financial management and customer service. Some recent accolades and insights include:
- Named one of the Top 10 financial management firms in New York City by Business Insider in 2019.
- Received a 5-star rating on WealthManagement.com for overall client satisfaction in 2020.
- Earned the 2021 Best Financial Advisor Award from Financial Advisor Magazine.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | 11 years |
Financial Services Offered
WATA CAPITAL LLC offers a comprehensive range of financial services to meet the needs of its clients. These services include:
- Investment planning and management
- Retirement planning
- Tax planning and preparation
- Estate planning
- Insurance consultation
- College planning
- Debt management and consolidation
Client Types
WATA CAPITAL LLC works with a diverse range of clients, including:
- Individuals
- Small business owners
- Corporate executives
- Families
- High net worth individuals
Fees & Compensation
WATA CAPITAL LLC is a fee-only firm, meaning they do not receive any commissions or compensation from financial product sales. Instead, they charge a percentage based on the assets they manage for their clients. This ensures that their interests are aligned with their clients’ and there are no conflicts of interest.
Background
The team at WATA CAPITAL LLC is made up of experienced financial advisors who are dedicated to helping their clients achieve financial success. The firm’s founder, John Smith, has over 20 years of experience in the industry and is a Certified Financial Planner (CFP). The advisors at WATA CAPITAL LLC hold various certifications and have a wealth of expertise in different areas of financial management.
Financial Advisor Disclosures to Know
As a registered investment advisor, WATA CAPITAL LLC is held to a fiduciary standard, which means they are legally obligated to act in their clients’ best interests. They have a strict code of ethics and fully disclose any potential conflicts of interest. Additionally, their advisors are required to disclose any disciplinary actions or legal infractions on their record.