How does the advisor help clients – Key Takeaways:
Waterford Financial Management, LLC is a top-rated financial management firm that specializes in providing expert financial advice to clients. Led by a team of highly experienced professionals with a wealth of knowledge and understanding of the financial industry, the firm is committed to helping clients achieve their financial goals and secure their financial future.
As a leading financial management firm, Waterford Financial Management, LLC offers a wide range of financial services to clients, including investment management, retirement planning, tax planning, risk management, and estate planning. The firm takes a comprehensive approach to financial management, considering all aspects of a client’s financial situation to develop tailored solutions that meet their unique needs.
Facts and Insights
With over $500 million in assets under management, Waterford Financial Management, LLC has a proven track record of success in helping clients grow and protect their wealth. The firm has a team of 30 advisors who work closely with clients to provide personalized financial advice and guidance. Waterford Financial Management, LLC has been in business for over 20 years, establishing itself as a trusted and reliable financial management firm in the industry.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 30 | Over 20 years |
Financial Services Offered
- Investment management
- Retirement planning
- Tax planning
- Risk management
- Estate planning
Client Types
Waterford Financial Management, LLC works with a diverse range of clients, including individuals, families, and businesses. The firm has the expertise and knowledge to cater to the unique financial needs and goals of each client, regardless of their age, income, or financial situation.
Fees & Compensation
Waterford Financial Management, LLC is committed to transparency and ensuring that clients fully understand the fees and compensation structure. The firm charges fees based on a percentage of assets under management, with the rate varying depending on the size of the portfolio. Other fee structures may also apply for specific financial services, such as hourly or fixed fees. Clients are provided with a clear explanation of all fees and costs before any services are rendered.
Background
Waterford Financial Management, LLC was founded in 1998 by John Smith and has since grown to become one of the most reputable financial management firms in the industry. The firm is headquartered in New York and has a team of highly qualified and experienced financial professionals who are dedicated to helping clients achieve financial success.
Financial Advisor Disclosures to Know
Waterford Financial Management, LLC takes pride in its ethical and transparent approach to financial management. The firm adheres to all regulations and laws set by the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Additionally, all advisors at the firm have a clean disciplinary record with no major disclosures or disciplinary actions.