How Does WBI INVESTMENTS, LLC Help Clients? – Key Takeaways:
WBI INVESTMENTS, LLC is a financial advisory firm that offers a range of services to its clients. Their main focus is to help clients achieve their financial goals through sound investment strategies and personalized advice. As a financial expert, WBI INVESTMENTS, LLC understands the importance of building a strong relationship with clients and providing them with the tools and resources they need to make informed financial decisions.
Some of the key takeaways of working with WBI INVESTMENTS, LLC include:
- Personalized approach to financial planning and investment management
- Expertise in various financial services and products
- Commitment to transparency and client education
- Fiduciary responsibility to act in the best interest of clients
- Strong track record of success in helping clients achieve their financial goals
Facts and Insights
Here are some interesting facts and insights about WBI INVESTMENTS, LLC:
- Assets Under Management: According to the latest regulatory filings with the Securities and Exchange Commission (SEC), WBI INVESTMENTS, LLC has over $1.2 billion in assets under management. This represents a substantial increase from the previous year, showcasing the firm’s ability to attract and retain clients.
- Number of Advisors: WBI INVESTMENTS, LLC has a team of experienced financial advisors who work closely with clients to create customized financial plans and manage their investments. Currently, the firm has 12 advisors on staff.
- Time in Business: The firm was founded in 1984, making it over 35 years old. With decades of experience in the financial industry, WBI INVESTMENTS, LLC has established itself as a reputable and reliable partner for clients seeking financial guidance.
Financial Services Offered
WBI INVESTMENTS, LLC offers a wide range of financial services to help clients achieve their goals and secure their financial future. Some of their main services include:
- Investment management
- Financial planning
- Retirement planning
- Estate planning
- Tax planning
- Risk management
- College savings plans
Client Types
WBI INVESTMENTS, LLC serves a diverse range of clients, including individuals, families, small business owners, and high net worth individuals. Their team of advisors has experience working with clients from different backgrounds and with varying financial goals. This allows them to tailor their services to meet the specific needs and objectives of each client.
Fees & Compensation
WBI INVESTMENTS, LLC operates on a fee-based model, charging clients based on a percentage of the assets under management. This fee structure aligns the firm’s interests with those of the client, as their compensation is tied to the performance of the client’s investments. This also ensures that the firm’s advisors are actively working to achieve the best returns for their clients.
In addition to their fees, WBI INVESTMENTS, LLC may also receive compensation from third-party providers for recommending their products or services to clients. However, they have a fiduciary responsibility to always act in the best interest of their clients and disclose any potential conflicts of interest.
Background
WBI INVESTMENTS, LLC was founded by Don Schreiber Jr. in 1984 with the goal of helping clients navigate the complexities of the financial world. With over 35 years of experience, the firm has grown into a leading provider of financial services, priding itself on its personalized approach and commitment to transparency.
Financial Advisor Disclosures to Know
As a registered investment advisor, WBI INVESTMENTS, LLC is required to disclose any potential conflicts of interest or disciplinary history. To ensure complete transparency, the firm provides this information on its Form ADV, which is publicly available on the SEC website. Some of the key disclosures to know include:
- WBI INVESTMENTS, LLC has no disciplinary history with any regulatory body or self-regulatory organization.
- The firm may receive compensation from third-party providers for recommending their products or services to clients.
- WBI INVESTMENTS, LLC may invest in or recommend securities of companies that it has a financial