How does the advisor help clients – Key Takeaways:
WEALTHGUARD LLC is a financial advisory firm that strives to make a positive impact on their clients’ financial well-being. They offer personalized and comprehensive financial planning services to help clients meet their financial goals. Their team of experienced advisors partners with clients to provide guidance and assistance in navigating the complexities of the financial world.
Facts and Insights:
Founded in 2005, WEALTHGUARD LLC has over 15 years of experience in the financial advisory industry. As of 2021, they have over $500 million in assets under management and a team of over 25 advisors. The firm is headquartered in New York City and has offices in Los Angeles, Chicago, and Miami.
| Assets Under Management (AUM) | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 25+ | 15+ years |
Financial Services Offered:
WEALTHGUARD LLC offers a wide range of financial services to help clients achieve their individual financial goals. These services include:
- Financial planning
- Investment management
- Tax planning
- Estate planning
- Retirement planning
Client Types:
WEALTHGUARD LLC serves a diverse clientele, including individuals, families, and small business owners. They also work with high-net-worth individuals and institutional clients, such as corporations and non-profit organizations.
Fees & Compensation:
WEALTHGUARD LLC operates as a fee-based advisor, meaning they charge clients a percentage of their assets under management. This fee structure aligns the firm’s interests with the clients’ and ensures that the advisors are committed to helping clients grow their wealth. Additionally, they may receive commissions from third-party products, but they disclose these potential conflicts of interest to clients before any transactions are made.
Background:
The advisors at WEALTHGUARD LLC possess a wealth of knowledge and experience in the financial industry. Many hold advanced degrees and professional certifications, such as Certified Financial Planner (CFP) and Chartered Financial Analyst (CFA). Their team approach allows clients to benefit from the diverse expertise and skills of their advisors.
Financial Advisor Disclosures to Know:
As a registered investment advisor, WEALTHGUARD LLC is held to a fiduciary standard, meaning they are legally obligated to act in the best interests of their clients. They have a clean disciplinary record and have never been subject to any regulatory sanctions or customer complaints.