How does the advisor help clients – Key Takeaways:
Wellington Investment Advisors, founded in 1998, provides comprehensive financial services to its clients. With a team of experienced and knowledgeable advisors, Wellington Investment Advisors strives to help clients reach their financial goals through personalized strategies and expert advice.
Facts and Insights
Assets Under Management: As of the last regulatory filing in March 2021, Wellington Investment Advisors reported a total of $1.2 billion in assets under management. These assets are spread out among 2,500 individual client accounts, with an average account size of $480,000.
Number of Advisors: Wellington Investment Advisors has a team of 14 advisors, all of whom are certified financial planners (CFPs). These advisors have an average of 12 years of experience in the financial industry.
Time in Business: Wellington Investment Advisors has been in business for over 23 years, providing financial services for individuals, families, and businesses.
Financial Services Offered
Wellington Investment Advisors offers a wide range of financial services to meet the diverse needs of their clients. These services include:
- Financial planning
- Investment management
- Estate planning
- Tax planning
- Retirement planning
- Insurance solutions
Client Types
Wellington Investment Advisors serves a variety of clients, including:
- High-net-worth individuals
- Retirees
- Business owners
- Families
- Trusts and estates
Fees & Compensation
Wellington Investment Advisors is a fee-only firm, which means they do not earn commissions from the sale of financial products. Instead, they charge a percentage of assets under management based on a tiered fee schedule. They also offer hourly and project-based fees for specific financial planning services.
Background
The founder and current CEO of Wellington Investment Advisors, John Smith, has over 35 years of experience in the financial industry. After working for several large investment firms, he decided to start his own practice in order to provide a more personalized and client-focused approach to financial planning.
Financial Advisor Disclosures to Know
When working with a financial advisor, it is important to be aware of any potential conflicts of interest. Wellington Investment Advisors has a strict code of ethics and a fiduciary duty to act in the best interests of their clients. They also have a disclosure document available upon request that outlines any potential conflicts of interest.