How does the advisor help clients – Key Takeaways:
– Provides financial expertise and guidance to clients
– Offers a wide range of financial services
– Works with various types of clients including individuals, families, and businesses
– Discloses all relevant information and potential conflicts of interest
Facts and Insights
WESTWARD PLANNING GROUP is a financial advisory firm that offers comprehensive financial planning and investment management services to clients. This firm is dedicated to providing personalized financial strategies that align with each client’s unique goals and objectives.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (AUM) | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 15 | 20 years |
Financial Services Offered
WESTWARD PLANNING GROUP offers a variety of financial services to help clients achieve their financial goals. These services include:
- Financial planning
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Insurance planning
- Education planning
- Business planning
Client Types
WESTWARD PLANNING GROUP works with a diverse range of clients including:
- Individuals
- Families
- Business owners
- High-net-worth individuals
Fees & Compensation
WESTWARD PLANNING GROUP operates on a fee-only basis, which means they receive compensation directly from their clients and do not earn any commissions from selling products or services. This allows them to provide objective and unbiased advice without any conflicts of interest.
The fees for their services may vary depending on the complexity of a client’s financial situation. This information is fully disclosed to clients during the initial consultation and is included in the firm’s Form ADV, a document that outlines all fees and potential conflicts of interest.
Background
WESTWARD PLANNING GROUP was founded in 2001 and has since established a strong reputation for providing high-quality financial advice and exceptional customer service. The firm is led by a team of experienced and knowledgeable financial advisors who are dedicated to helping clients achieve their financial goals.
Financial Advisor Disclosures to Know
When working with a financial advisor, it is important for clients to be aware of any potential conflicts of interest. Here are some key disclosures to know about WESTWARD PLANNING GROUP:
- The firm may receive referral fees from certain third-party providers for recommending their services to clients. This disclosure is fully explained in the firm’s Form ADV.
- Some of the firm’s advisors may have outside business activities or other sources of income, but they are required to disclose these to the firm and are prohibited from engaging in any activities that may be deemed as a conflict of interest.
- In certain situations, the firm may act as a fiduciary for some clients and as a broker-dealer for others. This is disclosed to clients and is done to provide the best and most appropriate services for their specific needs.