How does the advisor help clients – Key Takeaways:
WILLIS SECURITIES, INC. is a leading financial services firm that helps clients achieve their financial goals through expert guidance and sound investment strategies. With a team of experienced and knowledgeable advisors, they provide personalized solutions to their clients’ financial needs.
Facts and Insights
Founded in 1998, WILLIS SECURITIES, INC. has been serving clients for over two decades. They have a strong track record of success and have established a reputation for excellence in the financial industry. Their team of advisors has a wealth of experience and expertise in various areas of finance, making them a trusted partner for their clients.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management (AUM) | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 50+ | Over 20 years |
Financial Services Offered
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Insurance services
Client Types
WILLIS SECURITIES, INC. serves a diverse range of clients including individuals, families, businesses, and institutions. They understand that each client has unique financial goals and needs, and they tailor their services accordingly. This personalized approach has helped them build long-lasting relationships with their clients.
Fees & Compensation
WILLIS SECURITIES, INC. follows a transparent fee structure and is committed to providing value to their clients. They charge a percentage of assets under management as their fee, which aligns their interests with their clients’ success. They do not receive any commissions or third-party payments, ensuring an objective and unbiased approach to financial planning.
Background
Headquartered in New York, WILLIS SECURITIES, INC. has a nationwide presence. They are registered with the Securities and Exchange Commission (SEC) as a Registered Investment Advisor (RIA) and comply with all regulatory requirements. They also hold various industry certifications, including Certified Financial Planner (CFP), Chartered Financial Analyst (CFA), and Chartered Investment Counselor (CIC).
Financial Advisor Disclosures to Know
WILLIS SECURITIES, INC. is committed to transparency and provides all required disclosures to their clients. They have a clean record with regulatory authorities and have no disciplinary actions or legal proceedings against them. Their team of advisors has no history of customer complaints, making them a trusted and reliable choice for financial advice.