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How does the advisor help clients – Key Takeaways:

A.L. STUART INVESTMENTS, LLC is a financial advisory firm that helps clients achieve their financial goals through personalized and comprehensive financial planning and investment management services. With their extensive knowledge and experience in the financial industry, the team at A.L. STUART INVESTMENTS, LLC provides expert guidance and support to their clients in every aspect of their financial journey.

Facts and Insights:

A.L. STUART INVESTMENTS, LLC was founded in 2003 and has been serving clients for over 18 years. The firm is located in New York City and serves individuals, families, and small businesses across the country. They currently manage over $500 million in assets and have a team of 10 highly qualified and experienced financial advisors.

Assets Under Management, Number of Advisors and Time in Business:

Year Founded Assets Under Management Number of Advisors
2003 $500 million 10

Financial Services Offered:

A.L. STUART INVESTMENTS, LLC offers a wide range of financial services that cater to the diverse needs of their clients. These services include investment management, retirement planning, tax planning, risk management, estate planning, and education planning. The advisors at A.L. STUART INVESTMENTS, LLC work closely with their clients to develop customized financial strategies that align with their clients’ goals and objectives.

Client Types:

A.L. STUART INVESTMENTS, LLC serves a variety of clients including high-net-worth individuals, families, and small businesses. They work with clients at different stages of their financial journey and provide tailored solutions to suit their specific needs and circumstances. The firm takes a client-first approach and strives to build long-lasting relationships with their clients by providing exceptional service and support.

Fees & Compensation:

A.L. STUART INVESTMENTS, LLC charges fees based on a percentage of the assets they manage for their clients. This fee structure ensures that the firm’s interests are aligned with those of their clients. The advisors do not receive commissions or other forms of compensation for recommending or selling financial products, which eliminates potential conflicts of interest.


The founder and CEO of A.L. STUART INVESTMENTS, LLC, A.L. Stuart, has over 30 years of experience in the financial services industry. He is a Certified Financial Planner (CFP) and has worked with some of the top financial firms before starting his own practice. The team at A.L. STUART INVESTMENTS, LLC consists of highly qualified and experienced professionals who bring a diverse range of expertise to the firm, ensuring that their clients receive the best possible guidance and support.

Financial Advisor Disclosures to Know:

A.L. STUART INVESTMENTS, LLC is a registered investment advisor (RIA) with the Securities and Exchange Commission (SEC). As an RIA, the firm is held to a fiduciary standard, meaning they are legally obligated to act in the best interests of their clients at all times. This ensures that the advisors at A.L. STUART INVESTMENTS, LLC prioritize their clients’ interests and make recommendations that are in their clients’ best interest.

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