How does the advisor help clients – Key Takeaways:
Carolina Strategy, LLC is a trusted financial advisory firm dedicated to helping individuals and businesses achieve their financial goals. The firm’s experienced team of advisors provides comprehensive financial planning and investment management services that are tailored to each client’s unique needs and objectives.
Facts and Insights
Founded in 2008, Carolina Strategy, LLC has over 13 years of experience in the financial industry. The firm is headquartered in Charlotte, North Carolina and serves clients nationwide. The team includes highly qualified and knowledgeable advisors who stay up-to-date with the latest industry trends to provide clients with the best possible advice.
Assets Under Management, Number of Advisors and Time in Business:
| Assets Under Management | Number of Advisors | Time in Business |
|---|---|---|
| $500 million | 10 | 13 years |
Financial Services Offered
Carolina Strategy, LLC offers a wide range of financial services to meet the diverse needs of its clients. These services include:
- Comprehensive financial planning
- Retirement planning
- Investment management
- Tax planning
- Estate planning
- Education planning
- Insurance planning
- Business succession planning
Client Types
The firm serves a variety of clients, including:
- Individuals
- High-net-worth individuals
- Business owners
- Executives
- Retirees
- Trusts
- Non-profit organizations
Fees & Compensation
Carolina Strategy, LLC follows a transparent fee structure and only charges fees for the services provided. The firm does not receive any commissions or fees from third parties, ensuring that their recommendations are always in the best interest of their clients.
Background
The team at Carolina Strategy, LLC has a wealth of knowledge and experience in the financial industry. Their advisors hold various professional certifications and are committed to ongoing education to stay abreast of the latest industry trends and developments. This allows them to provide clients with well-informed and personalized financial advice.
Financial Advisor Disclosures to Know
Carolina Strategy, LLC is a Registered Investment Advisor (RIA) and is regulated by the Securities and Exchange Commission (SEC). As such, the firm has a fiduciary duty to act in the best interest of their clients at all times. This means they must disclose any potential conflicts of interest and always prioritize their clients’ needs above their own.
Clients can also view the firm’s Form ADV, which provides details about their services, fees, and advisors. The Form ADV can be found on the SEC’s website or by requesting a copy from the firm directly.