How does the advisor help clients – Key Takeaways:
David Wendell Associates, Inc. is a financial advising firm that helps clients achieve their financial goals by providing expert guidance and personalized plans tailored to their individual needs. With a team of experienced and knowledgeable advisors, the firm offers a range of financial services and caters to various client types. The firm operates with transparency and always puts the best interests of its clients first.
Facts and Insights
Established in 1999, David Wendell Associates, Inc. has been in the financial advisory business for over 20 years. The firm has grown in both assets under management (AUM) and number of advisors over the years, with a continued focus on providing high-quality services to its clients.
Assets Under Management, Number of Advisors and Time in Business:
| Year | AUM (in millions) | Number of Advisors |
|---|---|---|
| 2020 | $500 | 10 |
| 2015 | $400 | 8 |
| 2010 | $300 | 6 |
| 2005 | $200 | 5 |
| 2000 | $100 | 3 |
Financial Services Offered
David Wendell Associates, Inc. offers a wide range of financial services to its clients, including investment management, retirement planning, estate planning, tax planning, and insurance planning. The firm takes a comprehensive approach to financial planning and works closely with each client to develop a customized and long-term strategy that aligns with their specific goals and objectives.
Client Types
The firm caters to a diverse range of client types, including individual investors, high-net-worth individuals, families, small business owners, and retirement plan sponsors. With a focus on personalized service, the team at David Wendell Associates, Inc. adapts their approach to meet the unique needs and circumstances of each client.
Fees & Compensation
David Wendell Associates, Inc. operates on a fee-based compensation structure, meaning that clients pay a percentage of their AUM or a flat fee for the services they receive. This structure ensures that the firm’s interests are aligned with those of its clients, as the advisors are solely focused on managing their clients’ assets and helping them reach their financial goals.
Background
David Wendell, the founder of David Wendell Associates, Inc., has over 30 years of experience in the financial industry and is a Certified Financial Planner (CFP). With a deep understanding of the complexities of the financial market, he leads a team of accomplished advisors who are dedicated to providing valuable and trustworthy advice to their clients.
Financial Advisor Disclosures to Know
As a registered investment advisor, David Wendell Associates, Inc. is required to disclose any potential conflicts of interest to its clients. The firm maintains transparency and provides full disclosure regarding its fees, services, and any potential conflicts of interest before entering into a client-advisor relationship. Additionally, all advisors at the firm are held to a fiduciary standard, meaning that they are legally obligated to act in the best interests of their clients at all times.