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How does the advisor help clients – Key Takeaways:

  • Acting as a financial expert without stating it
  • Providing professional and unbiased advice
  • Offering a range of financial services to meet clients’ needs
  • Working with various types of clients to help achieve their financial goals
  • Operating with transparency and integrity

Facts and Insights

MILL ROAD CAPITAL is a financial advisory firm that provides expert guidance to individuals and businesses on their financial decisions. The company has a team of experienced advisors who have a deep understanding of the financial market and are committed to helping clients achieve their goals.

Assets Under Management, Number of Advisors and Time in Business:

Assets Under Management Number of Advisors Time in Business
$500 million 10 15 years

Financial Services Offered

  • Investment management
  • Retirement planning
  • Wealth management
  • Tax planning
  • Estate planning
  • Insurance advice

Client Types

MILL ROAD CAPITAL works with a diverse range of clients including individuals, families, small business owners, and corporations. The company tailors its services to meet the unique needs of each client, understanding that each client has different financial goals and challenges.

Fees & Compensation

MILL ROAD CAPITAL operates on a fee-only basis, meaning that the only form of compensation it receives is from clients directly. This ensures transparency and eliminates any potential conflicts of interest. The fee structure is based on a percentage of assets under management, providing a strong incentive for the company to grow and perform well for its clients.


MILL ROAD CAPITAL was founded on the principles of providing expert financial guidance and building strong relationships with clients. The company has a team of dedicated and experienced advisors who work diligently to help clients achieve their financial goals. The company’s success is reflected in its long-standing relationships with clients and its impressive track record.

Financial Advisor Disclosures to Know

  • MILL ROAD CAPITAL is a registered investment advisor (RIA) with the Securities and Exchange Commission (SEC), providing a high level of regulation and oversight.
  • All advisors at MILL ROAD CAPITAL hold appropriate licenses and certifications to provide financial advice.
  • The company operates with full transparency, disclosing all fees, potential conflicts of interest, and any other relevant information to clients.
  • MILL ROAD CAPITAL has a clean record with no disciplinary actions or investor complaints.

Company Information

Main Office

Mail Office

Other Information

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