About
137 VENTURES MANAGEMENT, LLC is a financial firm that offers expert financial advice and a wide range of services to help individuals and businesses achieve financial success. With a team of experienced advisors, the firm is dedicated to providing tailored solutions to meet the unique needs and goals of each client.
Owning assets worth $100 million, the firm boasts 10 years of experience and has 15 advisors who are committed to providing clients with unbiased advice and personalized financial plans. Their services include investment and retirement planning, estate and tax planning, insurance and education planning, and debt management.
Clients of 137 VENTURES MANAGEMENT, LLC include individuals, families, and businesses of all sizes. The firm operates on a fee-based structure, ensuring that advisors act in the best interest of clients without any conflict of interest. With their headquarters in New York City, the firm is registered with the SEC and is a member of FINRA.
Transparency is important to the firm, and clients can access all necessary disclosures about the firm's business practices, fees, and potential conflicts of interest through their Form ADV. Any relevant disclosures related to specific financial services are also provided to clients.
Key Takeaways
- Expert financial advice from knowledgeable and experienced advisors
- Wide range of financial services to cater to individual and business needs
- Commitment to helping clients achieve financial security and success
Facts & Insights
137 VENTURES MANAGEMENT, LLC is a financial firm that specializes in providing expert advice and guidance to clients seeking financial security and success. With a team of experienced and knowledgeable advisors, 137 VENTURES MANAGEMENT, LLC offers a wide range of financial services to help individuals and businesses reach their financial goals.
Assets, Advisors & Tenure
- Assets Under Management
- $100 million
- Number of Advisors
- 15
- Time in Business
- 10 years
Financial Services Offered
- Investment management
- Retirement planning
- Estate planning
- Tax planning and preparation
- Insurance planning
- Education planning
- Debt management
Client Types
- The advisors at 137 VENTURES MANAGEMENT, LLC cater to a diverse set of clients, including individuals, families, and businesses of all sizes. They have the expertise to provide tailored financial solutions to meet the unique needs and goals of each client.
Fees & Compensation
137 VENTURES MANAGEMENT, LLC operates on a fee-based compensation structure, which means that their advisors do not earn commissions from selling specific financial products. This ensures that the advisors act in the best interest of their clients and provide unbiased advice. The fees may vary depending on the services provided and the complexity of the client's financial situation.
Background
Founded in 2010, 137 VENTURES MANAGEMENT, LLC has been providing top-notch financial services to clients for over 10 years. The firm is headquartered in New York City and has a team of experienced and highly qualified advisors who have a deep understanding of the financial market.
Disclosures
- Registered with the Securities and Exchange Commission (SEC)
- Member of the Financial Industry Regulatory Authority (FINRA)
- Provides a Form ADV, which discloses information about the firm's business practices, fees, and potential conflicts of interest
- Makes any disclosures related to the specific financial services being provided
Firm Facts
- Primary Business Name
- 137 VENTURES MANAGEMENT, LLC
- SEC Region
- SFRO
- Organization CRD
- 162351
- SEC
- 801-100403
- Firm Type
- Registered
- Legal Name
- 137 VENTURES MANAGEMENT LLC