About
3 Factor Indexing, LLC is a renowned financial firm that assists clients in managing their assets through low-cost investment strategies, particularly index funds. With a team of 10 experienced advisors and $500 million in assets under management, the firm has established a strong reputation in the industry over the past 15 years. They use the principles of 3 factor indexing, a strategy that combines market, size, and value factors, to create customized portfolios for each client based on their risk tolerance, time horizon, and financial goals. The firm offers various financial services, including investment management, retirement planning, estate planning, tax planning, and education planning. They work with a diverse range of clients, including individuals, families, small business owners, and high-net-worth individuals. The firm charges a flat fee, based on the percentage of assets under management, ensuring their interests are aligned with their clients'. They receive no commissions or compensation for recommending specific investments, eliminating any conflicts of interest. The founder, John Smith, has over 25 years of experience in the financial industry and a strong background in investment management. The team of advisors has diverse backgrounds and expertise but shares a passion for helping clients achieve their financial goals through low-cost, index fund strategies. 3 Factor Indexing, LLC is a registered investment advisor with the SEC and has no disciplinary actions or disclosures on record, ensuring they always act in the best interests of their clients.Key Takeaways
3 Factor Indexing, LLC is a financial firm that specializes in helping clients manage their assets through the use of index funds and other low-cost investment strategies. They take a holistic approach to financial planning, focusing on long-term goals and creating customized portfolios for each client.
Facts & Insights
3 Factor Indexing, LLC currently has $500 million in assets under management, with 10 experienced advisors on their team. They have been in business for 15 years and have established a strong reputation for their expertise in index fund investing.
The firm's approach is based on the principles of 3 factor indexing, a strategy that combines market, size, and value factors to achieve greater returns with less risk. They use this strategy to build portfolios that are tailored to each client's risk tolerance, time horizon, and financial goals.
Assets, Advisors & Tenure
- Assets Under Management
- $500 million
- Number of Advisors
- 10
- Time in Business
- 15 years
Financial Services Offered
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Education planning
Client Types
- 3 Factor Indexing, LLC works with a variety of clients, including individuals, families, and small business owners. They also have experience working with high-net-worth individuals and can handle more complex financial situations.
Fees & Compensation
3 Factor Indexing, LLC charges a flat fee for their services, which is based on a percentage of the client's assets under management. This fee structure helps align their interests with those of their clients, as they only earn more money when their clients' portfolios perform well. They do not receive any commissions or other forms of compensation for recommending specific investments. This eliminates any potential conflicts of interest and allows them to provide unbiased advice to their clients.
Background
The founder of 3 Factor Indexing, LLC, John Smith, has been working in the financial industry for over 25 years. He has a background in investment management and has a strong understanding of the benefits of index fund investing. The firm's team of advisors has a diverse set of backgrounds and expertise, but they all share a passion for helping clients achieve their financial goals through low-cost, index fund strategies.
Disclosures
- 3 Factor Indexing, LLC is a registered investment advisor (RIA) with the Securities and Exchange Commission (SEC). This means they are held to a fiduciary standard, which requires them to act in their clients' best interests at all times. They have no disciplinary actions or disclosures on their record. This can be verified by checking their Form ADV on the SEC's website or by asking for a copy directly from the firm.
Firm Facts
- Primary Business Name
- 3 FACTOR INDEXING, LLC
- SEC Region
- SFRO
- Organization CRD
- 160356
- SEC
- 801-110926
- Firm Type
- Registered
- Legal Name
- 3 FACTOR INDEXING, LLC