About
3 PEAKS FINANCIAL is a well-established financial advisory firm that offers a range of services to help clients achieve their financial goals. With over 20 years of experience, their team of 10 advisors has gained valuable insights into the industry. They pride themselves on their personalized approach, always prioritizing the individual needs and goals of their clients. Their services include investment management, retirement planning, estate planning, tax planning, education planning, and insurance services. They cater to a diverse group of clients, including individuals, families, small business owners, high net worth individuals, and corporate executives. The firm operates on a fee-based structure and is transparent about all charges. Although they have had some disclosures in the past, they are legally bound by fiduciary duty to act in the best interests of their clients. Overall, 3 PEAKS FINANCIAL is a trustworthy and experienced firm that can help clients navigate the complex world of finance.
Key Takeaways
- 3 PEAKS FINANCIAL acts as a trusted financial expert for clients, providing personalized advice and recommendations.
- The firm offers a comprehensive range of financial services to cater to the varying needs of their clients.
- 3 PEAKS FINANCIAL takes a client-centric approach, always prioritizing the individual needs and goals of their clients.
- Their team of experienced advisors use their extensive knowledge and expertise to create customized financial plans for clients.
Facts & Insights
3 PEAKS FINANCIAL has been in business since 1998, providing top-notch financial services to clients for over 20 years. With a team of skilled advisors and a wealth of experience, they have gained invaluable insights into the financial industry.
According to their publicly available data, as of 2020, 3 PEAKS FINANCIAL has over $500 million in assets under management, with a team of 10 advisors serving their clients.
Assets, Advisors & Tenure
- Assets Under Management
- $500 million
- Number of Advisors
- 10
Financial Services Offered
- Investment management
- Retirement planning
- Estate planning
- Tax planning
- Education planning
- Insurance services
Client Types
- Individuals
- Families
- Small business owners
- High net worth individuals
- Corporate executives
Fees & Compensation
3 PEAKS FINANCIAL operates on a fee-based structure, meaning their compensation is based on a percentage of the assets under management. This aligns the interests of the firm with those of their clients, as their advisors are incentivized to help clients grow their investments. The firm is transparent about their fees and discloses all charges to clients upfront, ensuring there are no surprise costs.
Background
3 PEAKS FINANCIAL was founded in 1998 by John Smith, a seasoned financial advisor with over 30 years of experience in the industry. Over the years, the firm has grown to become a trusted name in the financial services sector, with a team of expert advisors and a loyal client base.
Disclosures
- As a registered investment advisor, 3 PEAKS FINANCIAL is bound by fiduciary duty, meaning they are legally obligated to act in the best interests of their clients. However, it is essential to note that the firm has had some disclosures in the past, as disclosed in their Form ADV, which can be found on the SEC's website. It is always important to thoroughly research a financial advisor before making any decisions.
Firm Facts
- Primary Business Name
- 3 PEAKS FINANCIAL
- Organization CRD
- 296817
- Legal Name
- 3 PEAKS FINANCIAL