Kornitzer Capital Management, Inc. believes in being completely open and transparent with its clients. As such, the firm has a strict compliance and disclosure policy in place to ensure clients have all the necessary information to make informed decisions. Clients can access this policy on the firm's website or by contacting their respective advisor.
The firm discloses any potential conflicts of interest and maintains that its advisors act in the best interest of their clients at all times. If there are any potential conflicts, clients are promptly notified and given a detailed explanation.
In compliance with industry regulations, Kornitzer Capital Management, Inc. also discloses any fees and compensation it receives, including any fee-sharing arrangements with third-party providers. This information can be found in the firm's Form ADV, a document required by the Securities and Exchange Commission (SEC) and available upon request.
Additionally, the firm also discloses its investment strategies and risks associated with them. It is the advisor's responsibility to ensure that clients have a thorough understanding of the potential risks involved in their investments and how they align with their goals and risk tolerance.